Brokerage
Leveraging SFC Type 1 regulated activity license, Fine Securities provides clients with integrated trading capabilities covering traditional securities brokerage and virtual asset trading services.
Virtual Asset Trading Services
✓ Trading through SFC-licensed virtual asset platforms
Fine Securities cooperates with licensed platforms in compliance with regulatory requirements, utilizing structures such as Omnibus Account for trade execution and record retention.
✓ Crypto-In/Out Capability
Fine Securities has established processes and controls for crypto deposit/withdrawal (Crypto-in/out), enabling compliant fiat-crypto asset conversion.
✓ Retail Client Protection & Trading Rules
Strict enforcement of knowledge assessment, risk tolerance evaluation, exposure limits, and tradeable asset scope for retail clients; key controls such as pre-order fund coverage for virtual asset trading.
Virtual Asset OTC
Providing OTC inquiry and trading arrangement services for professional and institutional investors.
RFQ & Bilateral Quotation
Quotation and confirmation based on client-specified currency/quantity/settlement currency/delivery time.
Block Trading & Execution Management
Execution support aligned with institutional trading practices within a compliant framework.
Settlement & Delivery Arrangement
Agreed settlement paths and delivery methods, integrated into a unified reconciliation and record retention system.
Integration with Crypto-In/Out
Post-OTC fund and asset transfers can be linked with the Crypto-in/out pipeline for enhanced efficiency.
Compliance Statement
OTC services are conducted in accordance with applicable regulations, client classification, and suitability assessments, with fund coverage, AML/CFT, transaction monitoring and record retention controls.
NiuYouGuo APP
Unified digital gateway for brokerage, covering account opening, trading, market data and asset management.
Account Opening & Management
Online account opening workflow guidance with progress visualization; account data, settings and security management.
Securities Trading & Market Data
Watchlist management, real-time market data display with price movement and pricing information.
Virtual Asset Zone
Virtual asset market data overview with BTC, ETH and other mainstream asset cards and listings.
Virtual Asset Information Hub
Entry point for virtual asset trading and Crypto-in/out process integration.